LPL Financial

Advisor Upside

Why the SEC Dropped Its Cash Sweep Investigation into LPL

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The Securities and Exchange Commission has entered into a deregulatory era.

2 min read

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Advisor Upside

Anthropic Bets Big on Wealth Management with New AI Tools

2 min read
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Advisor Upside

Altruist CEO Jason Wenk Talks AI After ‘Unusual’ Wall Street Selloff

The firm’s new artificial intelligence-powered tax agent writes unique code for each individual client.

5 min read
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Advisor Upside

Why Altruist’s New AI Tax Tool Spooked Investors in Schwab, LPL, Raymond James

Tax planning tools have been around for years, but they’ve mostly been manual.

2 min read

Advisor Upside

LPL Moves Closer to Commonwealth Retention Goals as Profit Climbs 11%

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In the firm’s fourth quarter earnings call, executives discussed efforts to keep Commonwealth advisors on board post-acquisition.

1 min read

Markets

Wall Street Braces for Government Shutdown Chaos

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Fitting for 2025, a government shutdown is all but guaranteed to deliver even more uncertainty into the macroeconomic mix.

2 min read

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Advisor Upside

3 Reasons to Keep Politics Out of Portfolios

Mixing politics and investing is like mixing emotions and math: It rarely adds up.

4 min read
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Advisor Upside

LPL’s Stock Price Sinks as Commonwealth Deal Closes

There have been reports of advisors leaving, as well as a race among competitors for the industry talent that went up for grabs.

1 min read
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Advisor Upside

Where Are Cash Sweep Lawsuits Now?

Lawsuits have been filed against a laundry list of brokerages, including Wells Fargo, LPL and others.

2 min read

Advisor Upside

Osaic Touts Advisor Addition Amid Commonwealth Talent Rush

Photo via Connor Lin / The Daily Upside

The firm is highlighting its potential advantages for advisors who might be on the fence about going to LPL Financial.

1 min read

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