Raymond James

Advisor Upside

Schwab, Blackstone Among Firms Fined By SEC Over Off-Channel Comms

Photo by Amanz via Unsplash

The controversial enforcement actions have been called a “cash cow” by Commissioner Hester Peirce.

2 min read

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Advisor Upside

ETFs Are Breaking Inflow Records. Not So Much Overseas

US equity ETFS saw nearly $150 billion in inflows last month. Those tied to Europe, Japan, and emerging markets weren’t so lucky.

1 min read