SEC

Advisor Upside

What’s Behind the SEC’s New Crypto Proposal?

Paul Atkins, Chairman of the U.S. Securities and Exchange Commission. Photo via Michael Brochstein/Sipa USA/Newscom.

The rules aim to provide a clear framework for certain investment contracts involving crypto assets.

1 min read

Photo via Connor Lin / The Daily Upside

Advisor Upside

Vanguard’s New Custom Model Portfolios Hope to Prove One Size Doesn’t Fit All

Vanguard will now let advisors tailor certain models to their specific values and tax preferences.

1 min read
Photo by Getty Images via Unsplash

Advisor Upside

The SEC’s Proposed Semi-Annual Reports Could Hide Negative Earnings

Bad quarters would be masked by positive semi-annual reports at twice the rate as good quarters, according to a Bloomberg report.

2 min read
Photo via Kris Tripplaar/Sipa USA/Newscom

Advisor Upside

New FINRA Report Aims at Making Enforcement a Little Less Painful

The self-regulatory organization has already implemented or announced a number of important process changes. More could be on the way.

2 min read

ETF Upside

The House Always Wins. Event Contract ETFs Gamble on Longer Odds

Photo by Tim Gouw via Unsplash

A proposed “event contracts” ETF would turn sports gambling into a diversified portfolio play if regulators sign off.

2 min read

Advisor Upside

SEC Isn’t Ready to Bet on Prediction Market ETFs Just Yet

Photo by https://unsplash.com/@wilsonblanco via Unsplash

The agency has delayed dozens of filings and is currently seeking public comment.

2 min read

ETF Upside

Will Prediction-Market ETFs Launch This Week? Yes or No

Photo by Natalia Blauth via Unsplash

Roundhill and GraniteShares indicated that they could soon launch funds making election bets.

2 min read

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