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Advisors Weigh In on FINRA’s Side Hustle Rule Proposal

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Wealth managers and firms say FINRA shouldn’t have a say in their part-time jobs and personal investment activity.

2 min read

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Advisor Upside

Ameriprise, Raymond James Report Rocky Start to 2025

Both independent broker-dealers reported earnings that missed the mark in some segments.

1 min read
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Advisor Upside

Will Vanguard Launch Its Private Investments the ‘Vanguard Way?’

The world’s second-largest asset manager has been known for taking a low-cost approach to investing over its 50-year history.

2 min read
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Advisor Upside

Competition Heats Up for Commonwealth Advisors After LPL Deal

Commonwealth advisors are now hot ticket items, and some are being offered lucrative deals from competitors.

2 min read

Advisor Upside

Social Security Backs Off From 100% Clawbacks

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A plan to withhold all benefits until historical overpayments are recouped was scrapped in favor of a 50% rate.

2 min read

Advisor Upside

CFP Board Raises Renewal Fee by 26%

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The group will increase its certification fees to $575 to support its public awareness campaign and marketing efforts.

2 min read

Advisor Upside

Edward Jones’ C-Suite Shake-Up

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The IBD is reorganizing parts of its business as executives approach retirement and the industry faces growing demand.

1 min read

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