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Advisors Weigh In on FINRA’s Side Hustle Rule Proposal

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Wealth managers and firms say FINRA shouldn’t have a say in their part-time jobs and personal investment activity.

2 min read

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Advisor Upside

BlackRock Hits Record AUM as Wall Street Banks Report Solid Earnings

CEO Larry Fink attributed the healthy performance to growth in private markets, retail active fixed income, and the company’s ETF business.

1 min read
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Advisor Upside

Fed Rule Change Could Save Wall Street Banks Billions

The Federal Reserve is considering changes that would soften the global systemically important banks surcharge and free up assets for banks.

1 min read
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Fund Fees Hit Record Lows Last Year – And Maybe Rock Bottom

It took more than a decade, but fund fees may have finally hit their lowest possible levels, according to the latest Morningstar research.

2 min read

Advisor Upside

Social Security Backs Off From 100% Clawbacks

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A plan to withhold all benefits until historical overpayments are recouped was scrapped in favor of a 50% rate.

2 min read

Advisor Upside

CFP Board Raises Renewal Fee by 26%

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The group will increase its certification fees to $575 to support its public awareness campaign and marketing efforts.

2 min read

Advisor Upside

Edward Jones’ C-Suite Shake-Up

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The IBD is reorganizing parts of its business as executives approach retirement and the industry faces growing demand.

1 min read

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