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Advisor Upside

Advisors Weigh In on FINRA’s Side Hustle Rule Proposal

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Wealth managers and firms say FINRA shouldn’t have a say in their part-time jobs and personal investment activity.

2 min read

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Advisor Upside

Who Gets to Call Themselves ‘Advisor?’

The North American Securities Administrators Association updated a rule that seeks to bar many broker-dealer reps from using the title.

2 min read
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Advisor Upside

Advisors Sift Through Tariff Turmoil as Uncertainty Lingers

Tariffs could be in effect for years to come and play havoc on portfolios in the coming months.

2 min read
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Advisor Upside

CFP Board May Ease Rules on Prior Bankruptcy, Alcohol, Drug Charges

The proposed changes could lighten the load for the organization and make it easier for advisors to move on from previous offenses.

1 min read

Advisor Upside

Social Security Backs Off From 100% Clawbacks

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A plan to withhold all benefits until historical overpayments are recouped was scrapped in favor of a 50% rate.

2 min read

Advisor Upside

CFP Board Raises Renewal Fee by 26%

Photo via Connor Lin / The Daily Upside

The group will increase its certification fees to $575 to support its public awareness campaign and marketing efforts.

2 min read

Advisor Upside

Edward Jones’ C-Suite Shake-Up

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The IBD is reorganizing parts of its business as executives approach retirement and the industry faces growing demand.

1 min read

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