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Advisor Upside

Behind the SEC’s WhatsApp Crackdown

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The SEC has dished out more than $3 billion in fines regarding off-channel communications, with another 11 firms getting dinged this week.

2 min read
Advisor Upside

Active ETFs Surge Among Advisors

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Roughly 30% of portfolios had exposure to active ETFs in the second quarter, up from just 13% in 2022, Fidelity reported.

1 min read
Advisor Upside

Sinking Fees Are Creating ‘Leaky Boats’ for Asset Managers

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Roughly $180 billion in assets flowed out of more expensive equity funds in the first half of the year.

1 min read
Investments

Masimo CEO Resigns Days After Proxy Battle Ejected Him From Board

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Masimo CEO Joe Kiani stepped down following a two-year skirmish with an activist investor that ejected him from his own board.

2 min read

Advisor Upside

Financial advisor news, market insights, and practice management essentials.

Can Bitcoin Fix the US Housing Market? Fannie Mae Is Finding Out

Photo illustration by Connor Lin / The Daily Upside, Photos by Filistimlyanin via iStock and Freepik

5 min read
America’s Small Businesses Are Booming, Just Not Their Retirement Plans

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1 min read
Why New Widows Need More Than Just Financial Planning

Photo by Rosie Sun via Unsplash

2 min read

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