Dual share classes

ETF Upside

Vanguard Files for ETF Share Class Approval

Photo via Connor Lin / The Daily Upside

The company on Wednesday joined the ranks of fund managers that have filed for exemptive relief to offer ETF share classes of mutual funds.

2 min read

Photo by Walter del Aguila via Unsplash

ETF Upside

Asset Managers Aren’t Playing the Dual Share Class Waiting Game

One firm is converting a $12 billion mutual fund to an ETF, and it isn’t alone in doing so before the SEC approves dual share classes.

2 min read
Photo by City Dweller via CC BY-SA 4.0

ETF Upside

Racing to Keep Up With Dual Share Class Applications

More than 40 firms filed amended requests with the SEC since it nudged them to follow Dimensional’s lead, and nine filed initial applications.

2 min read
Photo by Clay Banks via Unsplash

ETF Upside

The Duel Over Dual Share Classes

Broker-dealers have a big problem with ETFs: A lack of revenue-sharing to support commission-based compensation.

2 min read

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