XY Planning Network

Advisor Upside

Schwab Dangles a Consulting Service for Indy Advisors

Photo by Mike Mozart via CC BY 2.0

The membership-based option may collide with other consulting and peer network services for new RIAs.

2 min read

Photo by Getty Images via Unsplash

Advisor Upside

Who Gets to Call Themselves ‘Advisor?’

The North American Securities Administrators Association updated a rule that seeks to bar many broker-dealer reps from using the title.

2 min read
Advisor Upside

The Real Problem Behind Succession Planning

The realities of an aging advisor demographic — combined with intense interest in RIA businesses from buyers — are changing the game.

5 min read

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