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Advisor Upside

SEC Zeroes In on Advisors Recommending Alternatives. Just Not Crypto

Photo via BONNIE CASH/UPI/Newscom

Crypto’s exclusion further highlights the complete 180 Paul Atkins’s SEC has done on multiple issues from the previous administration.

2 min read

Photo by Emilipothèse via Unsplash

Advisor Upside

Why US Bank, UBS, JPMorgan All Shut Down Their Robo Advisors

Thin margins are one reason, but the shutdowns don’t necessarily spell the end of automated advice.

2 min read
Photo via Jimin Kim/ZUMAPRESS/Newscom

Advisor Upside

Schwab Requires Customers to Update Login Credentials Shared with Third-Party Platforms

The recordkeeper said third-party fintech platforms used by advisors to access clients’ 401(k)s create security risks.

2 min read
Photo illustration by Connor Lin / The Daily Upside, Photos by Liorpt via iStock and Chris Kleponis/ZUMAPRESS/Newscom

Advisor Upside

Tariff Turmoil Not ‘Rear View Mirror’ Yet: Schwab’s Liz Ann Sonders

The company’s chief investment strategist warned policy moves can take months or years to ripple through the broader economy.

5 min read

Advisor Upside

Behind Schwab’s $660M Deal for Private Asset Marketplace Forge

Photo by Mike Mozart via CC BY 2.0

Investors have bought and sold more than $17 billion in private company shares using the platform.

2 min read

Advisor Upside

Advisors Are Piling Into the RIA Channel. That May Not Be a Good Thing

Photo illustration by Connor Lin / The Daily Upside, Photos by YakobchukOlena and Rawpixel via iStock

As mega RIAs get bigger, some advisors are saying that the independent channel is beginning to look a lot like Wall Street.

4 min read

Advisor Upside

Wealth and Asset Units for BlackRock, Goldman and More Shine in Q3

Photo by Bradley Andrews via Unsplash

Pretty much all of Wall Street reported another quarter of stellar earnings this week.

2 min read

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