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Advisor Upside

Robinhood’s Robo Advisor Has a Major Leg Up: 25 Million Users

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SEC filings reveal Robinhood’s plans to offer an affordable robo-advisor that’s on par with the competitors.

2 min read

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Advisor Upside

CFP Board CEO Kevin Keller to Retire After 18 Years

The organization dedicated to financial planning will engage an outside firm to help search for a replacement.

2 min read
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Advisor Upside

Don’t Mess With Texas Stock Exchange’s $161m Raise

The project would provide a venue for smaller, private companies to list, and open up new investment opportunities for clients.

2 min read
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Advisor Upside

How Low Can You Go? Vanguard Slashes Fees on 87 Funds

The asset manager said the largest price reduction in its history could save investors more than $350 million this year alone.

1 min read

Advisor Upside

Citi Shakes Up Again After Private Bank Exec Departs

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The bank is restructuring the unit that caters to some of its wealthiest clients, according to an internal memo.

1 min read

Advisor Upside

Schwab, Blackstone Among Firms Fined By SEC Over Off-Channel Comms

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The controversial enforcement actions have been called a “cash cow” by Commissioner Hester Peirce.

2 min read

Advisor Upside

FINRA Faces Big Legal Battles in 2025

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The Wall Street watchdog is facing criticism from lawmakers, along with two lawsuits, that could theoretically redefine the agency.

2 min read

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