Industry News

Industry News

Inside Goldman’s New Private-Public Model Portfolios

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The new products will help RIA firms tailor investments to the needs of their advisors and end clients.

2 min read

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Advisor Upside

China Wants International Investors Kept in the Dark

Authorities in Beijing have begun hiding daily investment data from foreign investors looking to gain insights into the market.

1 min read
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Advisor Upside

SEC Sends Message Over Off-Channel Communications

Advisory firms are having to pay hefty fines if they get caught discussing business matters on personal devices.

1 min read
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Advisor Upside

Citi’s Sweeping Changes to Wealth Unit Still a Work in Progress

America’s fourth largest bank has decided to double down on wealth management, which has resulted in plenty of new faces.

2 min read

Advisor Upside

Advisors Weigh In on FINRA’s Side Hustle Rule Proposal

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Wealth managers and firms say FINRA shouldn’t have a say in their part-time jobs and personal investment activity.

2 min read

Advisor Upside

Social Security Backs Off From 100% Clawbacks

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A plan to withhold all benefits until historical overpayments are recouped was scrapped in favor of a 50% rate.

2 min read

Advisor Upside

CFP Board Raises Renewal Fee by 26%

Photo via Connor Lin / The Daily Upside

The group will increase its certification fees to $575 to support its public awareness campaign and marketing efforts.

2 min read

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