Regulation & Legislation

ETF Upside

Vanguard Files for ETF Share Class Approval

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The company on Wednesday joined the ranks of fund managers that have filed for exemptive relief to offer ETF share classes of mutual funds.

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ETF Upside

Asset Managers Aren’t Playing the Dual Share Class Waiting Game

One firm is converting a $12 billion mutual fund to an ETF, and it isn’t alone in doing so before the SEC approves dual share classes.

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ETF Upside

Proxy Warfare

Proxy advisors are accused of being cartels, but shareholder advocates say they side with corporations in nearly all voting recommendations.

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Photo by City Dweller via CC BY-SA 4.0

ETF Upside

Racing to Keep Up With Dual Share Class Applications

More than 40 firms filed amended requests with the SEC since it nudged them to follow Dimensional’s lead, and nine filed initial applications.

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ETF Upside

SEC ‘Housecleaning’ Collides with Shifting Regulatory Priorities

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The SEC may walk back accredited investor standards and press forward on crypto regulation with a much smaller staff.

2 min read

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