The agency’s new guidelines focus on disclosures around price fluctuations and market manipulation, among other common concerns.
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The SEC has warmed up to crypto ETFs and staking, but whether it will approve both in the same package is a question.
Mutual fund shareholders and retirement savers stand to benefit more than others from dual share class approval.
The company on Wednesday joined the ranks of fund managers that have filed for exemptive relief to offer ETF share classes of mutual funds.
One firm is converting a $12 billion mutual fund to an ETF, and it isn’t alone in doing so before the SEC approves dual share classes.
Proxy advisors are accused of being cartels, but shareholder advocates say they side with corporations in nearly all voting recommendations.
More than 40 firms filed amended requests with the SEC since it nudged them to follow Dimensional’s lead, and nine filed initial applications.
The SEC may walk back accredited investor standards and press forward on crypto regulation with a much smaller staff.
Not required to be disclosed, index licensing fees create a thin layer of fog over the transparent investment products.
The agency is telling issuers to base their dual-share-class applications on one from Dimensional Fund Advisors.