Securities and Exchange Commission

Hedge Funds

Bill Ackman Tests Main Street Rizz with Pershing Square IPO

Photo via Kris Tripplaar/Sipa USA/Newscom

Ackman’s move comes at a time when many young retail investors have grown tired of their classic stock-and-bond portfolios.

2 min read

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ETF Upside

SEC Lightens Up on Enforcement

Companies will have double the time to respond to notorious Wells notices, letters telling them they will likely face charges.

1 min read
Photo by Jon Tyson via Unsplash

ETF Upside

SEC Pushes Back Fund Reporting Requirements

The agency, which is on a deregulatory tear, is setting itself up to roll back Biden-era public-reporting rules for mutual funds and ETFs.

2 min read
Photo via Richard B. Levine/Newscom

Blockchain

Coinbase CEO’s Change of Heart on Crypto Framework Stalls Key Senate Bill

The US’s biggest crypto exchange has been an active force in shaping crypto laws and a major spender in congressional races.

2 min read

ETF Upside

SEC to Open Floodgates for Dual Share Classes

Photo by Juliana e Mariana Amorim via Unsplash

The agency granted approval to dozens of providers last week but reserved the right to bring future hearings.

2 min read

ETF Upside

What Dimensional’s Dual-Share-Class Approval Means for Advisors

Photo by City Dweller via CC BY-SA 4.0

This week’s SEC decision may be one of the most significant since the ETF Rule in 2019.

2 min read

Advisor Upside

The Next AI Gold Rush May Be Compliance

Photo by Sumaid pal Singh Bakshi via Unsplash

AI notetakers have been all the rage. Experts think compliance may be up next.

2 min read

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