The proposal is designed to give a larger swath of investors access to private offerings.
Our daily email brings you smart and engaging news and analysis on the biggest stories in business and finance. For free.
SEC Chair Paul Atkins’s stance on financial regulation contrasts starkly with that of his predecessor, Gary Gensler.
According to SPACInsider data, there have been 58 SPAC offerings so far this year, one more than the total in all of 2024.
The SEC has warmed up to crypto ETFs and staking, but whether it will approve both in the same package is a question.
The SEC may walk back accredited investor standards and press forward on crypto regulation with a much smaller staff.
Top of the list is a warning over the rise of 24-hour trading, just as the Nasdaq and the New York Stock Exchange pursue it.
The new funds specifically target retail investors, a segment that could turn into a lucrative, untapped marketplace for the industry.
Crypto is unlike traditional assets, and regulators are trying to sort out how broker-dealers and investment advisors can safeguard it.
The agency is telling issuers to base their dual-share-class applications on one from Dimensional Fund Advisors.
Previous bond declines mean clients can now earn an expected return above inflation.
More than 50 asset managers have asked the Securities and Exchange Commission for permission to create dual share classes of mutual funds.
Fidelity can include securities beyond US stocks in semi-transparent ETFs, per an SEC order, though it must disclose the added holdings daily.
A talent shortage, increasing regulatory scrutiny, and technological advancements are straining the accounting industry.
There are 53 fund shops asking permission from the SEC to tack on classes of mutual fund or ETF shares using a multi-share class structure.
For the second time in two weeks, the agency made clear that funds have more marketing leeway to solicit clients.
Blackstone’s new fund is one of several efforts aimed at cracking the private credit door open to retail investors.