Securities and Exchange Commission

Finance

Why Loosening Rules for Day Traders Is a Victory for Brokers

Photo via Richard B. Levine/Newscom

Traders with less than $25,000 in assets in their margin accounts had been banned from making more than four trades across a five-day period.

1 min read

Photo via IMAGO/Gonzales Photo/Thomas Rasmussen/IMAGO/Gonzales Photo/Newscom

Blockchain

NYSE Teams Up with Securitize as TradFi Bets on Tokenization

Securitize will be the exchange’s first digital transfer agent, creating blockchain-based versions of stocks and exchange-traded funds.

2 min read
Photo via Kris Tripplaar/Sipa USA/Newscom

Hedge Funds

Bill Ackman Tests Main Street Rizz with Pershing Square IPO

Ackman’s move comes at a time when many young retail investors have grown tired of their classic stock-and-bond portfolios.

2 min read
Photo by Getty Images via Unsplash

ETF Upside

SEC Lightens Up on Enforcement

Companies will have double the time to respond to notorious Wells notices, letters telling them they will likely face charges.

1 min read

ETF Upside

SEC Pushes Back Fund Reporting Requirements

Photo by Jon Tyson via Unsplash

The agency, which is on a deregulatory tear, is setting itself up to roll back Biden-era public-reporting rules for mutual funds and ETFs.

2 min read

Advisor Upside

SEC Halts Filings of Highly Leveraged ETFs

Photo by ablokhin via iStock

1 min read

Advisor Upside

Should the SEC Ease the Communications Rule?

Photo by Nathan Dumlao via Unsplash

SIFMA called the current regulations burdensome, costly and unnecessary.

2 min read

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