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Advisors Weigh In on FINRA’s Side Hustle Rule Proposal

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Wealth managers and firms say FINRA shouldn’t have a say in their part-time jobs and personal investment activity.

2 min read

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Advisor Upside

Robinhood’s Robo Advisor Has a Major Leg Up: 25 Million Users

SEC filings reveal Robinhood’s plans to offer an affordable robo-advisor that’s on par with the competitors.

2 min read
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Advisor Upside

CFP Board CEO Kevin Keller to Retire After 18 Years

The organization dedicated to financial planning will engage an outside firm to help search for a replacement.

2 min read
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Advisor Upside

Don’t Mess With Texas Stock Exchange’s $161m Raise

The project would provide a venue for smaller, private companies to list, and open up new investment opportunities for clients.

2 min read

Advisor Upside

Social Security Backs Off From 100% Clawbacks

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A plan to withhold all benefits until historical overpayments are recouped was scrapped in favor of a 50% rate.

2 min read

Advisor Upside

CFP Board Raises Renewal Fee by 26%

Photo via Connor Lin / The Daily Upside

The group will increase its certification fees to $575 to support its public awareness campaign and marketing efforts.

2 min read

Advisor Upside

Edward Jones’ C-Suite Shake-Up

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The IBD is reorganizing parts of its business as executives approach retirement and the industry faces growing demand.

1 min read

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