Financial advisor news, market insights, and practice management essentials.
The investor protection organization wants its advertising rules to align more closely with federal standards.
Defined-outcome funds took in more than $8 billion during the first half of 2025.
The industry is far from parity, but progress has been made over the past decade.
Just like sports memorabilia and Pokémon cards, art is a risky venture that most clients probably shouldn’t touch.
A new report shows transitioning advisors may lose nearly a quarter of managed assets.
Experts said the GENIUS Act, signed into law this month, will make advisors more confident about getting into digital currencies.
Many advisors see AI as a big influencer in their jobs in the future, and one researcher expects the technology to be acting as a fiduciary in a few years.
The growing expectation that clients should be able to get in touch with their advisors at a moment’s notice can disrupt vacations.
Targeted marketing and tailored communication can build loyalty.
Advisors should have conversations about what these rallies are — and what they aren’t.
Finalized last summer, the proposal intends to address issues like terrorist financing and foreign corruption in America’s advisory industry.
Succession can be an intensive and emotional process
The funds could open the world of sports investing to a brand new segment of customers.
Golfing and camping topped the list, according to a recent AdvizorPro survey.
The RIA industry made 102 deals in the second quarter of 2025, according to Echelon Partners.
Benchmarking portfolios is part science and part judgment, which makes it susceptible to bias. Fortunately, there are ways to limit that.
The complaint alleges Vanguard acted in bad faith by thwarting certain business deals post-acquisition.
ETFs targeting the sector are riding high this year due to sustained conflicts in Europe and the Middle East.
Growth across the RIA industry remains robust, but AI helps top performers stand apart from the crowd, according to a new Schwab report.
Recent industry research based on household net worth data shows certain states have higher AUM potential than others.
