Financial advisor news, market insights, and practice management essentials.
The Shariah-compliant robo-advisor Wahed Invest allegedly violated advertising rules and agreed to a $250,000 fine.
The markets reacted positively to a second Trump term, but financial advisors are still sorting out the impacts.
The California firm appointed George Stephan to the new position of Global COO of Wealth Management Alternatives.
ETFs have steadily chipped away at market share of the almighty mutual fund, but the wrapper still has room to grow.
BlackRock’s iShares Bitcoin Trust ETF is riding Election Day momentum and took in record inflows last week.
More women are planning for retirement, which hasn’t always been the case and could open up new clients to financial advisors.
“Stagflation” has wreaked havoc on the economy in the past. While it has been an empty threat recently, it still needs to be considered.
Securities and Exchange Commission Chairman Gary Gensler is likely to resign from his position at the agency before his term is up.
The deal is the latest example of major investments into the RIA space, with much of the funding coming from private equity.
Advisors that offer comprehensive services can also manage four times more in assets than their peers, according Cerulli Associates.
Most advisors agree that elections have little impact on markets, but that’s not stopping investors from bracing their portfolios.
Through its white label platform, the bank hopes to be a dominant force in Europe’s growing active ETF market.
A new law under the Secure 2.0 Act will allow unused savings from 529 education investment funds to be transferred to a Roth IRA tax-free.
The CEO of Dynasty Financial Partners landed new funding from top financial services firms as a hurricane barreled down on his Florida home.
Wealth managers are getting held-away crypto assets in-house through ETFs and separately managed accounts.
Consolidation among broker dealers is having significant impacts on the industry and it’s not expected to slow down anytime soon.
The investment bank rolled out a suite of AI tools this year and reported almost $64 billion in net new assets in the third quarter alone.
Several exchange-traded funds that were created to track political themes, are gaining interest ahead of the presidential election.
The pass rate for the notoriously taxing final level of the chartered financial analyst exam fell further below the decade average of 52%.
Experts believe the perpetrator used tokens to access the personal information through improperly configured third-party code.
