Financial advisor news, market insights, and practice management essentials.
More than 6 in 10 retail clients said they are now considering paying for professional advice, according to research from Cerulli.
Family offices are trimming their cash investments and moving into equity plays as the outlook for global markets improves.
Intelligent Alpha launched a new ETF that leverages AI large-language models to mimic some of the world’s best stock pickers.
Peter Mallouk experienced digital disruption firsthand in his career. Tech advancements will continue to upend the RIA industry as well.
The wealthtech global market size is primed for continued growth as investors and advisors embrace AI and digital innovation.
Phone location data links Securities and Exchange Commission visits to corporate offices with drops in company share prices.
Edward Jones, one of the nation’s largest brokerages, is shaving fees for mass affluent clients come October — albeit by just a hair.
The Swiss bank UBS reportedly wants in on the wealth market in India and is considering buying a stake in a local firm to give it a foothold.
Wealthy families with their own family offices will be nearly 200% richer by the end of the decade, according to a Deloitte report.
New research has found a growing number of family offices and high-net-worth clients are kicking their traditional hedge funds to the curb.
Morgan Stanley is bolstering its ETF suite by converting two mutual funds into exchange-traded funds under the Morgan Stanley Pathway brand.
The actively managed investment vehicles have quickly gained momentum after a Securities and Exchange Commission rule change in 2019.
‘Downtown’ Josh Brown is largely bullish on investments in artificial technology and tackles the segment’s future in a new book out this week.
FINRA enforcement cases plummeted last year, sliding to the lowest level in the agency’s history, which caught the eye of Elizabeth Warren.
Parents and family members are Gen Z’s No. 1 source for financial advice, even topping social media influencers.
The online brokerage has long relied on bank revenues, like cash-sweep programs, but executives are now leaning into wealth management.
Most financial advisors will have to start formally reporting suspicious money laundering activity by 2026.
Advisors have donated roughly $1.5 million to Trump and Republican groups compared to less than $400,000 to Harris and Democratic groups.
With the Fed primed to begin the next cutting cycle, advisors are looking for fresh places to park clients’ cash.
The funds that track the second-largest cryptocurrency were off to the races in late July, but have been stuck in the ether ever since.
