Financial advisor news, market insights, and practice management essentials.
Vanguard CEO Salim Ramji sees massive opportunities in active fixed income, and said it will play a larger role in retirement saving.
TPG acquired a minority stake in one of America’s largest independent wealth managers, which could put the advisor’s valuation at $15 billion.
Texas Capital’s MMKT will look to capture inflows into the $6.4 trillion money market industry.
The SEC has dished out more than $3 billion in fines regarding off-channel communications, with another 11 firms getting dinged this week.
Roughly 30% of portfolios had exposure to active ETFs in the second quarter, up from just 13% in 2022, Fidelity reported.
Roughly $180 billion in assets flowed out of more expensive equity funds in the first half of the year.
More than 6 in 10 retail clients said they are now considering paying for professional advice, according to research from Cerulli.
Family offices are trimming their cash investments and moving into equity plays as the outlook for global markets improves.
Intelligent Alpha launched a new ETF that leverages AI large-language models to mimic some of the world’s best stock pickers.
Peter Mallouk experienced digital disruption firsthand in his career. Tech advancements will continue to upend the RIA industry as well.
The wealthtech global market size is primed for continued growth as investors and advisors embrace AI and digital innovation.
Phone location data links Securities and Exchange Commission visits to corporate offices with drops in company share prices.
Edward Jones, one of the nation’s largest brokerages, is shaving fees for mass affluent clients come October — albeit by just a hair.
The Swiss bank UBS reportedly wants in on the wealth market in India and is considering buying a stake in a local firm to give it a foothold.
Wealthy families with their own family offices will be nearly 200% richer by the end of the decade, according to a Deloitte report.
New research has found a growing number of family offices and high-net-worth clients are kicking their traditional hedge funds to the curb.
Morgan Stanley is bolstering its ETF suite by converting two mutual funds into exchange-traded funds under the Morgan Stanley Pathway brand.
The actively managed investment vehicles have quickly gained momentum after a Securities and Exchange Commission rule change in 2019.
‘Downtown’ Josh Brown is largely bullish on investments in artificial technology and tackles the segment’s future in a new book out this week.
FINRA enforcement cases plummeted last year, sliding to the lowest level in the agency’s history, which caught the eye of Elizabeth Warren.
