The Daily Upside

Advisor Upside

SEC Sends Message Over Off-Channel Communications

Photo by Anton via Pexels

Advisory firms are having to pay hefty fines if they get caught discussing business matters on personal devices.

1 min read
Advisor Upside

Rob Arnott Doesn’t Like ‘Getting Dumped,’ But These Stocks Do

Photo by Gage Skidmore via CC BY-SA 2.0

Arnott is launching a new index, called NIXT, that targets small-cap value companies that have been dropped from other indexes.

2 min read
Advisor Upside

Citi’s Sweeping Changes to Wealth Unit Still a Work in Progress

Photo by Uris via CC BY-SA 3.0

America’s fourth largest bank has decided to double down on wealth management, which has resulted in plenty of new faces.

2 min read
Regulation

Carl Icahn Settles SEC Charges He Hid Billions in Loans Backed by Company Stock

Photo by Ablokhin via iStock

Famed activist investor Carl Icahn agreed to pay $500,000, and his Icahn Enterprises $1.5 million, to settle civil charges from the SEC.

1 min read

Advisor Upside

Financial advisor news, market insights, and practice management essentials.

Tech Giants Deliver AI-Powered Earnings Growth

Photo by Lcva2 via iStock

1 min read
US Trade War Saps China’s Economic Momentum

Photo by Getty Images via Unsplash

2 min read
Economic Anxiety Leaves McDonald’s Digesting Biggest Sales Drop in Five Years

Photo by Jason Miraples via Unsplash

2 min read

Sign Up for The Daily Upside to Unlock This Article

Sharp news & analysis on finance, economics, and investing.