Financial advisor news, market insights, and practice management essentials.
Mid-sized firms are being squeezed by shrinking profit margins and rising technology costs.
Tax-law and human behavior are complicated, but there’s a method to mitigating past investment mistakes.
A suit followed an announcement that 160 breakaway advisors are launching their own RIA called OpenArc.
Many financial institutions are only just ahead of the curve for properly identifying suspicious activity.
Performance gaps underscore the critical need for continued human oversight in financial decision-making.
In the long-running bull market, it’s not hard to make a case against risk-parity funds. But it’s harder to make one against Ray Dalio and his massive hedge-fund firm Bridgewater Associates.
Eight in 10 of the 5,000 people U.S. Bank surveyed said they feel anxious about stock market fluctuations.
The CEO talks growth challenges, the consequences of this year’s volatility and how the Great Wealth Transfer is reshaping the advisor space.
The opportunities to invest are expanding, but due diligence is key.
Many advisors say the move isn’t enough to significantly change strategies.
The gap reflects a growing divergence in experiences and strategies.
Early career advisors discuss what they need to succeed and how their generation thinks about finances.
Merrill launched a new credit unit for high- and ultra-high net worth clients last week.
Open-ended queries allow clients to reflect on their financial situation and goals — possibly in ways they’ve never even considered.
Research shows that 80% of women will leave their advisor following the death of their spouse.
Advisors are taking a variety of approaches in fixed income, stocks and alternatives.
With organic growth rates flatlining, AI promises to both broaden the search for new clients and identify prospects within a firm’s niche.
Allocations today have a striking resemblance to where they stood in 2023, according to new Goldman Sachs data.
Some look at it as a teachable moment, while others choose not to sweat it.
RIAs need to cultivate a higher level of trust and personalization to attract the wealthiest clients.
