Financial advisor news, market insights, and practice management essentials.
A quartet of ETFs faceplanted last year, but they could mount a comeback this year.
Executives at top financial services firms expect to cut as many 200,000 jobs in the next five years and significantly increase revenues.
The investment company says advisors and investors should break from the traditional strategy and take on more defensive positions this year.
The UK Advertising Standards Authority said Wahed Invest can no longer run posters with flaming US and EU bills.
Defined outcome ETFs have long promised virtually risk-free investing, but also place significant caps on potential gains.
Assets under management requirements are becoming a high hurdle for early-career advisors looking for a new role.
A new division will connect the firms’ wealthiest clients with other products and services on the Bank of America platform.
The Wall Street watchdog is facing criticism from lawmakers, along with two lawsuits, that could theoretically redefine the agency.
The popular author and financial advisor weighs in on major market trends of last year, and takes a (speculative) peek ahead.
Many advisors simply don’t have the expertise needed to prepare a firm for the next generation of leadership.
While they can’t predict the future, financial advisors are placing their bets on active investments, quantum computing, and more.
As retail investors booms, advisors are balancing full-service offerings with more hands-on advice options.
Investors have plenty of choices to gain exposure to the Magnificent 7, depending on how much risk or reward they choose to take.
The massive private-equity investments are causing concerns about its impact on the wealth management industry.
New filings with the Securities and Exchange Commission are requesting permission to launch ETFs that hold both public and private assets.
High-profile lawsuits and SEC investigations over cash sweeps have taken the industry by storm.
The famed Wharton School economist points to sky high valuations and a possible sector rotation.
Fidelity has hired an industry veteran to lead one of the world’s largest professional networks of family offices.
US equity ETFS saw nearly $150 billion in inflows last month. Those tied to Europe, Japan, and emerging markets weren’t so lucky.
Firms are offering extra incentives to advisor compensation plans like paid time off for volunteer work, and even free financial planning.
